Businesses worldwide are facing increasingly complex forms of regulation, accompanied by increased risk profiles, as result of more state-regulators being empowered to not only conduct investigations, but also impose sanctions on entities/bodies who fall foul of the relevant regulatory regime. Accordingly, regulatory compliance issues are now part of everyday life for most businesses; and matters of non-compliance have come to the fore insofar as reputational and/ or financial risks for businesses are concerned.

We have a dedicated team of regulatory compliance specialists who can be outsourced to manage complex regulatory obligations on your behalf.

LM & Company’s  expertise includes ensuring that clients are compliant with the legislative framework and adhere to the financial sector laws as well as advising and equipping Regulators in strengthening their regulatory frameworks through training interventions and general advice.

We also handle complex licence applications and draft policies and procedures  at reasonable fees.